FFIEC BSA/AML Exam Manual Part IV: Monetary Instruments Records, Funds Transfers, 314(a), 314(b), OFA and Special Measures (Webinar)

This is part 4 of a 4 part series.
September 8, 2023 - Part 1: History, Risk Assessments, Training, Audit, Internal Controls and BSA
October 6, 2023 - Part 2: Customer Identification Program, Customer Due Diligence and High Risk Customers
November 3, 2023 - Part 3: SARs and CTRs


December 8, 2023
10am-11:30am


Member Fee (Live or Recording):  $165 per connection 
Non-Member Fee (Live or Recording):  $265 per connection 

During Part IV we will cover the recordkeeping requirements and how we work with law enforcement.  This area will look at what you will be examined on and the pitfalls of these four areas of the BSA exam.
Topics include:

• Monetary Instruments Recordkeeping Requirements
• Funds Transfer Recordkeeping 
• 314 a Process and examination 
• 314 b Sharing information with another financial institution
• Line-by-line look at the exam manual and what will be examined
• Studying this section to keep you into compliance with these four big sections
• Special Measure
• OFAC Examination Procedures
  
   

BSA Officers, Staff, Compliance, Audit and Management 


Debbie Crawford is the President of gettechnical, Inc. a Florida-based firm, specializing in the education of banks and credit unions across the nation. Her 35+ years of banking and teaching experience  began at Hibernia National Bank in New Orleans. She graduated from Louisiana State University with both her bachelor's and master’s degrees. Deborah's specialty is in the deposit side of the financial institution where she teaches seminars on regulations, documentation, insurance and Individual Retirement Accounts.