Compliance Audit Findings and Resolutions (Virtual)

This program is a virtual program via Zoom. This program has been rescheduled from the original date of August 27 to September 3, 2020. 

Member Fee:  $225 (Virtual Seminar via Zoom or On-Demand Recording)
Non-Member Fee:  $425 (Virtual Seminar via Zoom or On-Demand Recording)

Please note:
If you participate in the live virtual seminar, we will email a certificate to you following the program. Certificates will only be emailed to registered attendees. If you opt for the recording, we will not be able to provide a certificate because we will not be able to track attendance.

Click here for brochure

Speaker: Lori Victory, Third Party Resources, Inc. (3PR)

This program will address common issues plaguing community banks. We will identify common pitfalls in a bank’s compliance program, loans, deposits and BSA compliance. In addition, we will provide some helpful hints and tools to assist in resolving the issues. Topics include the following:

  • Compliance Management Structure
  • Policy and Procedures
  • Risk Assessments and Common Issues Noted
  • Common Loan Compliance Issues - ECOA, FCRA, Flood, TRID, Reg. Z
  • Common Deposit Compliance Issuse - Reg. E, Reg. D, UDAAP
  • Common BSA Compliance Issues  - SAR, MRB, Risk Assessments, Virtual Vaults, etc. 
9/3/2020 9:00 AM - 12:00 PM

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