Position Available
Controls and SOX Manager
Position Description
Summary: Responsible for managing all aspects of the Red River Bancshares, Inc. controls and SOX programs. Qualifications: Accounting, auditing, finance or business degree required. CPA or CPA candidate preferred. Banking, bank auditing or bank operations knowledge or experience required. Knowledge of SOX 404 requirements, COSO framework, PCAOB Auditing Standards, risk assessment practices and internal control design. Experience in conducting SOX business process reviews and creating process documentation. Familiar with assessment and testing of internal controls over financial reporting. Experience working with a public company or a large public accounting firm beneficial. Finance, analysis, audit, systems, budgeting, reporting experience beneficial. Propensity to investigate and resolve issues and problems completely. Extremely organized and detail oriented. Self-starter and motivated. Capable of managing many projects simultaneously. Duties and Responsibilities: Control and SOX Oversight. Oversee the development and implementation of the annual plan to support the Company’s compliance with the Sarbanes-Oxley Act (effective January 1, 2024). Assist EMC with all control and SOX related matters. Coordinate control and SOX risk assessments. Assist with the design, implementation, and assessment of internal controls with respect to acquisitions and other growth projects, as applicable. RRB Control Process Advisor: Provide guidance to operational/financial control owners to help implement standardized internal controls, documentation, and testing practices to ensure the Company’s compliance with SOX, including development of appropriate remediation activities. Support all RRB departments to evaluate, and adjust processes and controls as needed. Lead meetings with process owners in documentation of business processes, controls, process narrative, and data flow documentation, as needed. Assist process owners in the identification of risks and design of controls. Involved with all new or changings systems and processes in order to advise on controls. Meet with process owners to understand business processes and changes to the control environment. Lead root cause analysis discussions with process owners to identify the source of deficiencies. Coordinate and lead remediation efforts for respective business units; develop action plans and monitor efforts for remediation. Control Matrix Management and Support: Manage and maintain the internal control and SOX documentation repository in the appropriate system. SOX matrixes in Workiva. Control matrixes in Word. Coordinate control and SOX matrix merge process for 2024. Assist RRB departments in reviewing and updating control and SOX matrixes. Audit Support: Plan and coordinate SOX walkthroughs and annual testing engagements performed by Internal and External Audit. Facilitate walkthroughs, meetings, audit sample collection, etc. and other tasks as needed to maintain an efficient and effective SOX program. Collaborate with external auditors to define annual SOX scoping and ensure efficient and adequate coverage of financial controls. Lead efforts to research testing exceptions and deficiency identification.
Expiration Date
9/23/2024
How to Apply
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