2020 Compliance Audit Findings and Res. Virtual Sem Rec

Compliance Audit Findings and Resolutions

Member: $225
Non-Memeber: $425

Speaker: Lori Victory, Third Party Resources

This recording is from a 3 hour instructor led program held on September 3 via Zoom. Recordings are 3 MP4 links. Electronic materials will be sent as well.

This program will address common issues plaguing community banks. We will identify common pitfalls in a bank’s compliance program, loans, deposits and BSA compliance. In addition, we will provide some helpful hints and tools to assist in resolving the issues. Topics include the following:

  • Compliance Management Structure
  • Policy and Procedures
  • Risk Assessments and Common Issues Noted
  • Common Loan Compliance Issues - ECOA, FCRA, Flood, TRID, Reg. Z
  • Common Deposit Compliance Issuse - Reg. E, Reg. D, UDAAP
  • Common BSA Compliance Issues  - SAR, MRB, Risk Assessments, Virtual Vaults, etc. 
9/3/2020 - 3/3/2021

Know your login? Sign in here to order.

Not sure if you have a login? Use the search below.

Please enter your search criteria to view results

If you recognize any details above, use the links below to retrieve your username or reset your password.


If you need your username...    If you know your username...
Retrieve Your Username    Reset Your Password


If none of the above apply click here to create an account.