Conducting a BSA Audit (Webinar)


September 13, 2022
10:00am-11:30am



Member Fee:  
$165 per connection 
Non-Member Fee:  
$265 per connection 


An effective testing program is paramount to your compliance management system. Self testing can help you identify issues before your examiners do, allowing you to correct them before their next visit. But where should you start? This session will explore the Bank Secrecy Act / Anti Money Laundering examination manual and will discuss specifics related to testing methods. 

Topics include:

  • Background of BSA/AML requirements
  • What will the examiners test?
  • How to focus your testing based on your institutions risk
  • How to utilize examination manuals to plan your testing
  • What to test for disclosures, notices, etc.
  • Transaction testing for the major BSA areas
  • Common issues found
  • Bonus: All participants will receive sample workpapers for transaction testing


This informative session is designed for Quality Control Managers, Quality Control staff, Compliance Officers, Compliance staff, BSA Officers, BSA staff, Internal Audit Managers, and Internal Audit staff.


Deborah L. Crawford is the President of Gettechnical Inc a Florida based training company.  Her 30+ years of experience began at Hibernia National Bank in New Orleans.  She does training on deposit and frontline operations, BSA, IRAs, compliance and many other areas of the financial institution.  She graduated from Louisiana State University with both her Bachelor and master’s degrees.

When
9/13/2022 10:00 AM - 11:30 AM
 

Know your login? Sign in here to register.

Not sure if you have a login? Use the search below.

Please enter your search criteria to view results

If you recognize any details above, use the links below to retrieve your username or reset your password.

 

If you need your username...    If you know your username...
Retrieve Your Username    Reset Your Password

 

If none of the above apply click here to create an account.

 

No content found